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The Politics of Financial Services Liberalization

The Case of the Canadian Investment Dealer Industry

Bibliographic Data

ID6327937
AuthorsStephen L Harris (American Political Science Association, corresponding author)
Year1998
Volume26
Issue3
Pages526-547
Publication date1998-09-01
Peer ReviewedYes
Open AccessYes
TypeARTICLE
VenuePolicy Studies Journal (JOURNAL)
Journal identifiersISSN: 0190-292X • E-ISSN: 1541-0072
PublisherWiley (PUBLISHER • GB)
DOI10.1111/j.1541-0072.1998.tb01917.x
OpenAlexW2029634717
LanguageEN
Citations received5
References cited19

The purpose of this paper is to explain the factors and processes which, in 1986–87, gave rise to the decisions by the Canadian federal and provincial (Ontario and Quebec) regulatory authorities to liberalize entry into, and ownership of, the investment dealer industry in Canada. These decisions, rather narrowly based as they were, nonetheless would be a watershed with respect to the subsequent deregulation of the traditional four‐pillar structure of the Canadian financial services industry. The traditional four pillars‐which were legally and functionally separated‐comprised the chartered banks, the trust and mortgage loan companies, the life insurance industry, and the investment dealers. lhe liberalization decisions by the governments permitted the other elements of the four pillars, and nonresidents as well, to have equity participations in member firms of the securities industry. This represented a fundamental reversal of the beliefs, values, and ideas surrounding the low‐pillars doctrine. The period of history examined extends from 1969 to 1987

Business · Deregulation · Economics · Equity (law · Financial services · Financial system · Investment (military · Investment banking · Liberalization · Loan · Market economy · Pillar · Political science · Politics · Canadian Policy and Governance · Global Financial Regulation and Crises · Housing, Finance, and Neoliberalism · Law · Finance

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Unique citing works5
Citations per year0,23
Citation span2004 - 2025 (22)
Citation velocityrecent
Highly citedNo
Citation typesNeutral: 5
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