Kush Sharma
Biographic Data
| ID | 5757208 |
|---|---|
| NAME | Kush Sharma |
| GIVEN NAMES | Kush |
| FAMILY NAME | Sharma |
| SIGNATURE | SHARMA K |
| AFFILIATIONS | Faculty of Management at Royal Roads University |
| ORCID | 0000-0002-2909-5707 |
| VERIFIED | Yes |
| TOTAL WORKS | 1 |
| TOTAL CITATIONS | 0 |
| AUTHOR COUNT | 1 |
| EDITOR COUNT | 0 |
| FIRST PUBLICATION YEAR | 2023 |
| LATEST PUBLICATION YEAR | 2023 |
| H-INDEX | 0 |
From IDA to Iiroc: Has self‐regulation in the Canadian investment industry evolved
This article analyzes the enforcement practices of the Investment Industry Regulatory Organization of Canada (IIROC) and compares them with its predecessor, the Investment Dealers Association of Canada (IDA). The study collected data from IIROC's tribunal cases decided between June 2008 and December 2019 and compared them with data on the IDA's enforcement of complaints from 1984 to 2008. The findings reveal no statistically significant differenc…
No prominent works on this page.
From IDA to Iiroc: Has self‐regulation in the Canadian investment industry evolved
This article analyzes the enforcement practices of the Investment Industry Regulatory Organization of Canada (IIROC) and compares them with its predecessor, the Investment Dealers Association of Canada (IDA). The study collected data from IIROC's tribunal cases decided between June 2008 and December 2019 and compared them with data on the IDA's enforcement of complaints from 1984 to 2008. The findings reveal no statistically significant differenc…
Accounting (1 works) · Accounting (1 works) · Business (1 works) · Commission (1 works) · Enforcement (1 works) · Finance (1 works) · Finance (1 works) · Foreign direct investment (1 works) · Global Financial Regulation and Crises (1 works) · Investment (military (1 works)