Skip to main content

ETHNOS_APP

Home • Search • Journals • List 0

A Data‐Driven Paradigm Shift for the Middle‐to‐Upper Palaeolithic Transition and the Neandertal Debate

Bibliographic Data

ID9307792
AuthorsJoão Zilhão (0000-0001-5937-3061, University of Lisbon, corresponding author), Francesco D’errico (0000-0002-2422-3079, Centre National de la Recherche Scientifique, corresponding author), William E Banks (0000-0003-1835-6315, Centre National de la Recherche Scientifique), Nicolas Teyssandier (0000-0001-7026-1968, Centre National de la Recherche Scientifique)
Year2024
Volume2
Issue6
Pages100037-100037
Publication date2024-11-06
Peer ReviewedYes
Open AccessYes
TypeARTICLE
VenueQuaternary Environments and Humans (JOURNAL)
Journal identifiersISSN: 2950-2365 • E-ISSN: 2950-2365
PublisherElsevier BV (PUBLISHER)
DOI10.1016/j.qeh.2024.100037
OpenAlexW4404116633
LanguageEN
Citations received11
References cited287

Based on morphologically undiagnostic human remains from the southern Balkans and central Europe, it has been argued that the Bachokirian and Ranisian industries stand for modern humans, have roots in the IUP (Initial Upper Palaeolithic) of the Near East, and emerge ~45,000 years ago. Coevally, Siberia and Central Asia would also have been reached by IUP moderns and, in the process, Western Europe’s Neandertals would have been acculturated, explaining the innovations (namely, body ornamentation) seen in the Châtelperronian. However, current usage of the IUP label confuses terminology and conceals issues of association raised by syn- and post-depositional disturbance, genomic patterns do not correlate with skeletal morphology, and the people of the Bachokirian and the Ranisian had Neandertal ancestors who lived many centuries after those technocomplexes’ start dates, as did a Neandertal from Spy (Belgium), a site of the Ranisian. Moreover, the stratigraphic provenience and taxonomic affinity of the fossils associated with the Uluzzian, the Protoaurignacian, and the Ahmarian are uncertain. The former is coeval with the Châtelperronian, the latter two emerge no earlier than ~41,500 years ago, and the sufficiently complete fossils of broadly the same age are of mosaic anatomy and mixed ancestry. For western Eurasia, our review supports the Assimilation model, whereby ten millennia of converging cultural developments and increased demic interaction bridge the initial (Neandertal) and final (Cro-Magnon) terms of a complex evolutionary and historical process. Throughout, the observed diversity cannot be reduced to a taxonomic dichotomy. As human biology varied in a continuous space and material culture varied in a discrete space, no one-to-one correspondence between the two domains can exist. Advancing our understanding of the Middle-to-Upper Palaeolithic transition requires abandoning outdated frameworks and fully embracing the taphonomic perspective and the potential of genetics to approach the evidence in terms of communities, populations, and short-term history

Biology · Epistemology · Geography · Paradigm shift · Transition (genetics · Archaeology and ancient environmental studies · History · Image Processing and 3D Reconstruction · Philosophy · Pleistocene-Era Hominins and Archaeology · Geology

  • The Dentition of the Aurignacian Mandible Les Rois 2, France

    Open Access•Jérôme Isle De Beauchaine, Gaël Becam et al.•American Journal of Biological…•2026

  • The emergence and complexification of symbolic practices in the Homo lineage

    Open Access•Francesco D'Errico, Ivan Colagè et al.•Journal of the Royal Anthropologica…•2026

  • Proximate–Ultimate Causation in Human Evolution? Implications from Archeology

    Open Access•Ivan Colagè, Francesco D’errico•The Field of Human Evolution:…•2026

  • High-precision dating of Abrigo de La Boja (Murcia, Spain)

    Open Access•João Zilhão, Lucas Ageby et al.•Quaternary Environments and Humans•2025

  • Two years of Quaternary Environments and Humans

    Open Access•Andrea Zerboni, Silvia M Bello et al.•Quaternary Environments and Humans•2025

  • Bridging the gap

    Open Access•Francesco D’errico•Theory and Society•2026

  • The Upper Sedimentary Sequence of Grotta di Fumane, Northern Italy

    Open Access•Martin Kehl, Diana Marcazzan et al.•Geoarchaeology•2025

  • Stable and Inherited

    Fang Han, Liwen Cheng et al.•Lithic Technology•2025

  • A crossroads between the Mediterranean and the Alps

    Open Access•A Falcucci, Stefano Bertola et al.•Journal of Anthropological…•2025

  • Refitting the Context

    Open Access•A Falcucci, Domenico Giusti et al.•Journal of Paleolithic Archaeology•2024

  • Building a Replicable Method for Analyzing Lithic Variability

    Open Access•Mihailo Radinović, Sofija Dragosavac•Journal of Archaeological Method…•2026

  • The Prehistoric Hunter-Gatherers of South-Eastern Europe

    Aitor Ruiz-Redondo, William Davies•Prehistoric Hunter-Gatherers of…•2023

  • Emergence of Modern Humans

    Paul Mellars•Emergence of Modern Humans•1991

  • Szeletian, Not Aurignacian

    João Zilhão•Sourcebook of Paleolithic…•2009

  • Analytical Archaeology

    David L Clarke•Analytical Archaeology•1978

  • Human population dynamics in Europe over the Last Glacial Maximum

    Open Access•Miikka Tallavaara, Miska Luoto et al.•Proceedings of the National…•2015

  • Neandertals made the first specialized bone tools in Europe

    Open Access•Marie Soressi, Shannon J P Mcpherron et al.•Proceedings of the National…•2013

  • Middle Paleolithic complex technology and a Neandertal tar-backed tool from the Dutch North Sea

    Open Access•M J L Th Niekus, Paul R B Kozowyk et al.•Proceedings of the National…•2019

  • Radiocarbon dates from the Grotte du Renne and Saint-Césaire support a Neandertal origin for the Châtelperronian

    Open Access•Jean-Jacques Hublin, Sahra Talamo et al.•Proceedings of the National…•2012

  • Genetic history of an archaic hominin group from Denisova Cave in Siberia

    Open Access•David Reich, Richard E Green et al.•Nature•2010

  • Dental maturational sequence and dental tissue proportions in the early Upper Paleolithic child from Abrigo do Lagar Velho, Portugal

    Open Access•Priscilla Bayle, R Macchiarelli et al.•Proceedings of the National…•2010

  • Genome sequence of a 45,000-year-old modern human from western Siberia

    Open Access•Qiaomei Fu, Heng Li et al.•Nature•2014

  • The Beaker phenomenon and the genomic transformation of northwest Europe

    Open Access•Iñigo Olalde, Selina Brace et al.•Nature•2018

  • Levantine cranium from Manot Cave (Israel) foreshadows the first European modern humans

    Open Access•Israel Hershkovitz, Ofer Marder et al.•Nature•2015

  • Symbolic use of marine shells and mineral pigments by Iberian Neandertals 115,000 years ago

    Open Access•Dirk L Hoffmann, Diego E Angelucci et al.•Science Advances•2018

  • An early modern human from Romania with a recent Neanderthal ancestor

    Open Access•Qiaomei Fu, Mateja Hajdinjak et al.•Nature•2015

  • Unexpectedly recent dates for human remains from Vogelherd

    Open Access•N J Conard, Pieter M Grootes et al.•Nature•2004

  • Deeply divergent archaic mitochondrial genome provides lower time boundary for African gene flow into Neanderthals

    Open Access•Cosimo Posth, Christoph Wißing et al.•Nature Communications•2017

  • The Later Stone Age Calvaria from Iwo Eleru, Nigeria

    Open Access•K Harvati, C Stringer et al.•PLoS ONE•2011

  • The earliest evidence for anatomically modern humans in northwestern Europe

    Open Access•T F G Higham, Tom Higham et al.•Nature•2011

  • Initial Upper Palaeolithic Homo sapiens from Bacho Kiro Cave, Bulgaria

    Open Access•Jean-Jacques Hublin, Nikolay Sirakov et al.•Nature•2020

  • Early modern human settlement of Europe north of the Alps occurred 43,500 years ago in a cold steppe-type environment

    Open Access•Philip R Nigst, Paul Haesaerts et al.•Proceedings of the National…•2014

  • The modern human colonization of western Eurasia

    Open Access•Jean-Jacques Hublin•Quaternary Science Reviews•2015

  • European early modern humans and the fate of the Neandertals

    Open Access•E Trinkaus•Proceedings of the National…•2007

  • Early modern humans from the Peştera Muierii, Baia de Fier, Romania

    Open Access•A Soficaru, Anna Dobos et al.•Proceedings of the National…•2006

  • An early modern human from the Peştera cu Oase, Romania

    Open Access•E Trinkaus, Oana Moldovan et al.•Proceedings of the National…•2003

  • Neandertal Demise

    Open Access•P Villa, Wil Roebroeks et al.•PLoS ONE•2014

  • Age estimates for hominin fossils and the onset of the Upper Palaeolithic at Denisova Cave

    Open Access•Katerina Douka, Viviane Slon et al.•Nature•2019

  • Analysis of Aurignacian interstratification at the Châtelperronian-type site and implications for the behavioral modernity of Neandertals

    Open Access•João Zilhão, Francesco D’errico et al.•Proceedings of the National…•2006

  • Whither the Neanderthals?

    Open Access•R G Klein•Science•2003

  • Timing of archaic hominin occupation of Denisova Cave in southern Siberia

    Open Access•Zenobia Jacobs, Bo Li et al.•Nature•2019

  • Problems with radiocarbon dating the Middle to Upper Palaeolithic transition in Italy

    Open Access•Thomas Higham, T F G Higham et al.•Quaternary Science Reviews•2009

  • DNA analysis of an early modern human from Tianyuan Cave, China

    Open Access•Qiaomei Fu, Matthias Meyer et al.•Proceedings of the National…•2013

  • Ornaments of the earliest Upper Paleolithic

    Open Access•L Kuhn, Steven L Kuhn et al.•Proceedings of the National…•2001

  • Last Interglacial Iberian Neandertals as fisher-hunter-gatherers

    Open Access•João Zilhão, Diego E Angelucci et al.•Science•2020

  • The early Upper Paleolithic human skeleton from the Abrigo do Lagar Velho (Portugal) and modern human emergence in Iberia

    Open Access•Cidália Duarte, João Maurício et al.•Proceedings of the National…•1999

  • A Draft Sequence of the Neandertal Genome

    Open Access•Richard E Green, Johannes Krause et al.•Science•2010

  • The makers of the Protoaurignacian and implications for Neandertal extinction

    Open Access•Stefano Benazzi, Viviane Slon et al.•Science•2015

  • New chronology for Ksâr ‘Akil (Lebanon) supports Levantine route of modern human dispersal into Europe

    Open Access•Marjolein D Bosch, M A Mannino et al.•Proceedings of the National…•2015

  • Early Neanderthal constructions deep in Bruniquel Cave in southwestern France

    Open Access•Jacques Jaubert, Sophie Verheyden et al.•Nature•2016

  • Radiocarbon dating casts doubt on the late chronology of the Middle to Upper Palaeolithic transition in southern Iberia

    Open Access•Rachel E Wood, Rachel Wood et al.•Proceedings of the National…•2013

  • Radiocarbon chronology of Manot Cave, Israel and Upper Paleolithic dispersals

    Open Access•Bridget A Alex, Omry Barzilai et al.•Science Advances•2017

  • Chronology of the Grotte du Renne (France) and implications for the context of ornaments and human remains within the Châtelperronian

    Open Access•Thomas Higham, T F G Higham et al.•Proceedings of the National…•2010

  • Modern human incursion into Neanderthal territories 54,000 years ago at Mandrin, France

    Open Access•Ludovic Slimak, C Zanolli et al.•Science Advances•2022

  • Early Homo sapiens Remains from the Omo River Region of South-west Ethiopia

    Open Access•R E F Leakey•Nature•1969

  • An early modern human from Tianyuan Cave, Zhoukoudian, China

    Open Access•Hong Shang, Haowen Tong et al.•Proceedings of the National…•2007

  • Prehistory and Paleoenvironments in the Central Negev Israel

    Anthony E Marks•Prehistory and Paleoenvironments…•1983

  • Neandertals and modern humans in Western Asia.

    Open Access•Milford H Wolpoff•American Journal of Physical…•1999

  • Direct radiocarbon (AMS) dating of split-based points from the (Proto)Aurignacian of Trou de la Mère Clochette, Northeastern France. Implications for the characterization of the Aurignacian and the timing of technical innovations in Europe

    Open Access•Carolyn Barshay-Szmidt, Carolyn C Szmidt et al.•Journal of Archaeological Science•2010

  • What is ‘in situ’? A reply to Harmand et al. (2015)

    Open Access•W Archer, Vera Aldeias et al.•Journal of Human Evolution•2020

  • Neandertal-Modern Human Contact in Western Eurasia

    Open Access•João Zilhão•Dynamics of Learning in…•2013

  • Aliens from Outer Time? Why the “Human Revolution” Is Wrong, and Where Do We Go from Here

    João Zilhão•2011

  • The Mousterian Legacy

    Erik Trinkaus•The Mousterian legacy•1983

  • Continuity and Discontinuity in the Peopling of Europe

    Open Access•Gerd‐christian Weniger, Silvana Condemi et al.•Continuity and Discontinuity in…•2011

  • The Early Upper Paleolithic

    J F Hoffecker, C A Wolf•The Early upper Paleolithic•1988

  • Cold adaptation, heterochrony, and neandertals

    Open Access•E Churchill, Steven Emilio Churchill•Evolutionary Anthropology Issues…•1998

  • Neandertals and moderns mixed, and it matters

    Open Access•João Zilhão•Evolutionary Anthropology Issues…•2006

  • Hybridization in human evolution

    Open Access•Rebecca Rogers Ackermann, Michael L Arnold et al.•Evolutionary Anthropology Issues…•2019

  • La transition vers le Paléolithique supérieur dans la grotte du Castillo (Cantabrie, Espagne)

    Open Access•Victoria Cabrera, Jose Manuel Maillo et al.•L Anthropologie•2001

  • The invisible frontier. A multiple species model for the origin of behavioral modernity

    Open Access•Francesco D’errico, Francesco D'Errico•Evolutionary Anthropology Issues…•2003

  • Apidima 1 and Apidima 2

    Open Access•Marie‐antoinette De Lumley, Marie-Antoinette De Lumley et al.•L Anthropologie•2020

  • Pan‐Africanism vs. single‐origin of Homo sapiens

    Open Access•Andra Meneganzin, Telmo Pievani et al.•Evolutionary Anthropology Issues…•2022

  • Geomorphological and paleoenvironmental evolution in the prehistoric framework of the coastland of Mondragone, southern Italy

    Open Access•G Aiello, Diana Barra et al.•Quaternary International•2018

  • Revisiting the chronology of the Proto-Aurignacian and the Early Aurignacian in Europe

    William E Banks, Francesco D’errico et al.•Journal of Human Evolution•2013

  • Neanderthal Acculturation in Western Europe? A Critical Review of the Evidence and Its Interpretation

    Francesco D’errico, João Zilhão et al.•Current Anthropology•1998

  • Describing Cro-Magnon

    Open Access•E Trinkaus, Vitale Sparacello et al.•Journal of Archaeological Science…•2022

  • Chronology of the site of Grotte du Renne, Arcy-sur-Cure, France

    João Zilhão, Francesco D'Errico et al.•Hunter Gatherer Research•2011

  • Electron spin resonance (ESR) and thermal ionization mass spectrometric (Tims) 230 Th/ 234 U dating of teeth in Middle Paleolithic layers at Amud Cave, Israel

    Open Access•W Jack Rink, H P Schwarcz et al.•Geoarchaeology•2001

  • Late Pleistocene site formation and paleoclimate at Lapa do Picareiro, Portugal

    Open Access•Michael M Benedetti, Jonathan Haws et al.•Geoarchaeology•2019

  • The explanation of culture change

    Open Access•Joan Sheldon•Journal of Archaeological Science•1975

  • Accelerator 14C dates for early upper paleolithic (basal Aurignacian) at El Castillo Cave (Spain)

    Open Access•Victoria Cabrera Valdés, James L Bischoff•Journal of Archaeological Science•1989

  • New radiocarbon dating of the transition from the Middle to the Upper Paleolithic in Kebara Cave, Israel

    Open Access•N R Rebollo, S Weiner et al.•Journal of Archaeological Science•2011

  • Les niveaux intermédiaires entre le Gravettien et le Solutréen de l'Abri Casserole (Les Eyzies de Tayac)

    T Aubry, Luc Detrain et al.•Bulletin de la Société…•1995

  • Levallois points and triangular flakes during the Middle Palaeolithic in northwestern Europe

    Open Access•Émilie Goval, David Hérisson et al.•Quaternary International•2015

  • Tolbaga revisited

    Open Access•Masami Izuho, Karisa Terry et al.•Archaeological Research in Asia•2018

  • Human adaptive responses to climate and environmental change during the Gravettian of Lapa do Picareiro (Portugal)

    Open Access•Jonathan Haws, Michael Benedetti et al.•Quaternary International•2020

  • Refining the Uluzzian through a new lithic assemblage from Roccia San Sebastiano (Mondragone, southern Italy)

    Open Access•Carmine Collina, Giulia Marciani et al.•Quaternary International•2020

  • On the new dates for Gorham's Cave and the late survival of Iberian Neanderthals

    João Zilhão, P Pettitt•Hunter Gatherer Research•2006

  • Eastern Europe’s “Transitional Industry”

    Open Access•Rob Dinnis, A Bessudnov et al.•Journal of Paleolithic Archaeology•2021

  • The cultural trajectories of Aurignacian osseous projectile points in Southern Europe

    Open Access•Luc Doyon•Quaternary International•2018

  • A demographic history of Late Pleistocene China

    Open Access•Robin Dennell, María Martinón‐torre et al.•Quaternary International•2020

  • Abrupt Mousterian/Aurignacian boundary at c. 40 ka bp

    Open Access•James L Bischoff, Narcís Soler et al.•Journal of Archaeological Science•1989

  • Lincombian-Ranisian-Jerzmanowician Industry and South Moravian Sites

    Open Access•Yuri E Demidenko, Petr Škrdla•Journal of Paleolithic Archaeology•2023

  • New radiocarbon data from Micoquian layers of the Kůlna Cave (Czech Republic)

    P Neruda, Z Nerudová•Quaternary International•2013

  • Un nouveau gisement moustérien en moyenne vallée du Rhône

    Marcel Jeannet, Yves Giraud et al.•Bulletin de la Société…•1998

  • Us and Them

    Open Access•Nicolas Teyssandier•Journal of Paleolithic Archaeology•2024

  • A new Upper Paleolithic occupation at the site of Tolbor-21 (Mongolia)

    Open Access•Evgeny P Rybin, Clea H Paine et al.•Quaternary International•2020

  • Weapons in transition

    Open Access•Alla Yaroshevich, D Kaufman et al.•Journal of Archaeological Science•2021

  • Animal Teeth and Human Tools. A Taphonomic Odyssey in Ice Age Siberia

    Open Access•Ine Leonard•Journal of Archaeological Science•2014

  • Middle palaeolithic lithic assemblages in western Mediterranean Europe from MIS 5 to 3

    Open Access•A Eixea•Journal of Archaeological Science…•2018

  • Mammalian Remains from the Upper Palaeolithic Site of Kamenka, Buryatia (Siberia)

    Open Access•Mietje Germonpré, L V Lbova et al.•Journal of Archaeological Science•1996

  • On the Entity and Antiquity of the Aurignacian at Willendorf (Austria)

    Open Access•Nicolas Teyssandier, João Zilhão•Journal of Paleolithic Archaeology•2018

  • Middle–Upper Palaeolithic transition in Southern Italy

    Open Access•Paolo Boscato, Jacopo Crezzini•Quaternary International•2011

  • Burin-core technology and laminar reduction sequences in the initial Upper Paleolithic from Kara-Bom (Gorny-Altai, Siberia)

    Open Access•Nicolas Zwyns, Evgeny P Rybin et al.•Quaternary International•2011

  • El Castillo (Cantabria, northern Iberia) and the Transitional Aurignacian

    Open Access•Rachel Wood, Federico Bernaldo De Quirós et al.•Quaternary International•2016

  • Fifty thousand years of flint knapping and tool shaping across the Mousterian and Uluzzian sequence of Fumane cave

    Open Access•M Peresani•Quaternary International•2011

  • The open-air site of Tolbor 16 (Northern Mongolia)

    Open Access•Nicolas Zwyns, Sergei A Gladyshev et al.•Quaternary International•2014

  • The Neronian and the historical structure of cultural shifts from Middle to Upper Palaeolithic in Mediterranean France

    Open Access•Ludovic Slimak•Journal of Archaeological Science•2008

  • The Initial Upper Paleolithic of Kamenka site, Zabaikal region (Siberia)

    Open Access•Nicolas Zwyns, L V Lbova•Archaeological Research in Asia•2018

  • The Initial Upper Paleolithic and Its Place Within the Middle-to-Upper Paleolithic Transition of Southwest Asia

    Open Access•Mae Goder-Goldberger, A Malinsky-Buller•Journal of Paleolithic Archaeology•2022

  • Dynamics of Learning in Neanderthals and Modern Humans

    Wei Chu•Lithic Technology•2014

Unique citing works11
Citations per year5,5
Citation span2024 - 2026 (3)
Citation velocitycurrent
Highly citedNo
Citation typesNeutral: 9

Tools

Open DOIOpen Access
Ethnos_APP • Open Source Project • MIT License • Frontend v2.0.0 • Privacy and Cookies • API Documentation: api.ethnos.app/docs • API Source Code: GitHub • DOI: 10.5281/zenodo.17049435 • Frontend Source Code: GitHub • DOI: 10.5281/zenodo.17050053 • cruz.rio.br • Expectantes Misericordiae