Skip to main content

ETHNOS_APP

Home • Search • Journals • List 0

Tracing Process to Performance of Collaborative Governance

A Comparative Case Study of Federal Hydropower Licensing

Bibliographic Data

ID6330552
AuthorsNicola Ulibarri (0000-0001-6238-9056, corresponding author)
Year2015
Volume43
Issue2
Pages283-308
Publication date2015-05-01
Peer ReviewedYes
Open AccessYes
TypeARTICLE
VenuePolicy Studies Journal (JOURNAL)
Journal identifiersISSN: 0190-292X • E-ISSN: 1541-0072
PublisherWiley (PUBLISHER • GB)
DOI10.1111/psj.12096
OpenAlexW1604090830
LanguageEN
Citations received61
References cited47

Despite collaborative governance's popularity, whether collaboration improves policy performance remains uncertain. This study assesses the link between collaborative decision making and licensed environmental management protocols in the Federal Energy Regulatory Commission's (FERC's) process for licensing hydropower facilities in the United States. Using results from a previous study of FERC relicensing (Ulibarri, forthcoming), one high‐, one medium‐, and one low‐collaboration case were selected. Using documents including meeting minutes, public comments, and issued licenses, I assessed collaboration and license outputs, then conducted process tracing to examine whether and how differences in collaboration produced differences in license quality. High collaboration resulted in jointly developed and highly implementable operating regimes designed to improve numerous resources, while low collaboration resulted in operating requirements that ignored environmental concerns raised by stakeholders and lacked implementation provisions. These results support the hypothesis that collaboration can improve environmental outcomes, revealing the pragmatic value of collaboration. [Correction added on 13 January 2015, after first online publication: the occurrences of ‘0’ in the abstract were erroneous and have now been corrected

Business · Collaborative governance · Commission · Corporate governance · Economics · Environmental economics · Hydropower · License · Political science · Politics · Popularity · Process (computing · Process management · Process tracing · Computer Science · Engineering · Policy Transfer and Learning · Political Influence and Corporate Strategies · Public Administration · Regulation and Compliance Studies · Finance

  • Collaborative governance

    Open Access•Nicola Ulibarri•Conservation Ecology•2019

  • Collaboration in a polarized context

    Open Access•Briana Swette, Lynn Huntsinger et al.•Conservation Ecology•2023

  • Process Tracing

    Open Access•Jeffrey Pickering, Jonathan Pickering•Research Methods in Deliberative…•2022

  • Bureaucrats as agents of stability and change in the governance of national forests

    Open Access•Chelsea S Pennick•Socio-Ecological Practice Research•2026

  • Diverse dimensions of power challenge collaborative environmental governance

    Open Access•Linda E Méndez-Barrientos•Global Environmental Change•2026

  • Are National Platforms Appropriate Vehicles To Tackle Match-fixing? A Process Tracing Study in Six Countries

    Open Access•Cleo Schyvinck, Arthur Lefebvre et al.•European Journal on Criminal…•2026

  • The benefits of specialized knowledge in polycentric governance

    Open Access•Francesca Pia Vantaggiato, Mark Lubell•Policy Studies Journal•2022

  • Water Access and Peace Transition Through Governance Regimes

    Open Access•Jorge Andrés Polanco López De Mesa, Indira Jiménez Inchima•SAGE Open•2024

  • More Than Just Complaints

    Open Access•Russell Parry Scott, Ryan P Scott•Perspectives on Public Management…•2019

  • Taking Network Analysis Seriously

    Open Access•Tyler Andrew Scott, Nicola Ulibarri•Perspectives on Public Management…•2018

  • Theorizing the political dimension of collaborative governance

    Open Access•Christopher Ansell, Eva Sørensen et al.•Perspectives on Public Management…•2025

  • Unlikely alliances and their implications for resource management in the American West

    Open Access•Vicken Hillis, Kate A Berry et al.•Environmental Research Letters•2020

  • Operationalizing the social capital of collaborative environmental governance with network metrics

    Open Access•Holly K Nesbitt, M Hamilton et al.•Environmental Research Letters•2024

  • Does ecosystem valuation contribute to ecosystem decision making

    Open Access•Kurt Stephenson, Leonard Shabman•Ecological Economics•2019

  • Opportunities to curb hydrological alterations via dam re-operation in the Mekong

    Open Access•Stefano Galelli, Thanh Duc Dang et al.•Nature Sustainability•2022

  • Plan writing as a policy tool

    Open Access•Nataly Escobedo Garcia, Nicola Ulibarri•Journal of Environmental Studies…•2022

  • Common institutional design, divergent results

    Open Access•Emily V Bell, Emily Bell et al.•Environmental Science & Policy•2020

  • Stakeholders’ involvement in the planning of nature-based solutions

    Open Access•Cristina-Gabriela Mitincu, Mihai Răzvan Niţă et al.•Environmental Science & Policy•2023

  • Unpacking the success among water quality collaborative governance efforts in the United States

    Open Access•Hadi Veisi, Christine Kirchhoff•Environmental Science & Policy•2025

  • Collaborative model development increases trust in and use of scientific information in environmental decision-making

    Open Access•Nicola Ulibarri•Environmental Science & Policy•2018

  • How does collaborative governance evolve? Insights from a medium-n case comparison

    Open Access•Nicola Ulibarri, Kirk Emerson et al.•Policy and Society•2020

  • Do governance platforms achieve the aims of the platform sponsor? Principal-agent tension in environmental governance reforms

    Open Access•Elise Zufall, Tyler Andrew Scott et al.•Journal of Public Administration…•2025

  • Formation and performance of collaborative disaster management networks

    Open Access•Örjan Bodin, Daniel Nohrstedt•Global Environmental Change•2016

  • Participatory Water Basin Councils in Peru and Brazil

    Open Access•Martín Meráz García, Örjan Bodin•Global Environmental Change•2019

  • The Nature and Dynamics of Access

    Open Access•Erin A Sullivan, Caelesta Braun et al.•Governance•2025

  • Assessing Collaborative Conservation

    Tomas M Koontz, Nicolas W Jager et al.•Society & Natural Resources•2019

  • The Network Structure of Environmental Justice Social Movements

    Open Access•Tara Pozzi, Mark Lubell et al.•Society & Natural Resources•2025

  • Governance shifts in the contested regeneration of Beijing’s historical neighborhoods

    Open Access•Dan Liu, F Van Noorloos et al.•Journal of Urban Affairs•2025

  • Does Collaboration Make Any Difference? Linking Collaborative Governance to Environmental Outcomes

    Open Access•Tyler Andrew Scott, Tyler Scott•Journal of Policy Analysis and…•2015

  • Collaborative Governance at Scale

    Open Access•Nara Yoon, Katie Fields et al.•The American Review of Public…•2022

  • Striving for PAR excellence in land use planning

    Open Access•Micah R Fisher, Timothy Workman et al.•Land Use Policy•2020

  • Can Chinese-style environmental collaboration improve the air quality? A quasi-natural experimental study across Chinese cities

    Open Access•Mengmeng Xu, Jiannan Wu•Environmental Impact Assessment…•2020

  • How does stakeholder involvement affect environmental impact assessment

    Open Access•Nicola Ulibarri, Tyler Andrew Scott et al.•Environmental Impact Assessment…•2019

  • Navigating justice

    Open Access•Omar Perez Figueroa, Nicola Ulibarri•Environmental Impact Assessment…•2024

  • Disaster Response in Turkey

    Open Access•Helena Hermansson•Administration & Society•2019

  • Factors driving collaboration in natural resource conflict management

    Open Access•Constantina Alina Hossu, Constantina Alina Tudor et al.•AMBIO•2018

  • Research Methods in Deliberative Democracy

    Open Access•Cassius Alvares, Ray Dagapioso et al.•Research Methods in Deliberative…•2022

  • Customer engagement in UK water regulation

    Eva Heim, Eva Heims et al.•Policy & Politics•2018

  • Exploring the impact of collaboration processes on policy networks success

    Beomgeun Cho, In Hae Noh et al.•Public Management Review•2025

  • Collaborative governance in strong state settings

    L Yang, Kirk Emerson•Public Management Review•2025

  • Stakeholder involvement in collaborative regulatory processes

    Open Access•Tyler Andrew Scott, Nicola Ulibarri et al.•Regulation & Governance•2020

  • Lead, link, or leverage? An integrative framework to assess different government roles in collaborative governance processes across political systems

    Open Access•Erin Sullivan, Erin A Sullivan et al.•Policy Studies Journal•2025

  • Mitigating conflict with collaboration

    Open Access•Elizabeth A Koebele, Deserai A Crow•Policy Studies Journal•2023

  • The Environmental Performance of Participatory and Collaborative Governance

    Open Access•Jens Newig, Edward Challies et al.•Policy Studies Journal•2018

  • Patterns of Participation and Representation in a Regional Water Collaboration

    Open Access•Iris Hui, Nicola Ulibarri et al.•Policy Studies Journal•2020

  • Deciding How to Decide

    Open Access•Kimberly A Horndeski, Tomas M Koontz•Policy Studies Journal•2020

  • Integrating collaborative governance theory with the Advocacy Coalition Framework

    Open Access•Elizabeth A Koebele•Journal of Public Policy•2019

  • An Analysis of Micro-scale Conflict in Collaborative Governance

    Open Access•Nicola Ulibarri•Journal of Public Administration…•2024

  • Why and How Does Participatory Governance Affect Policy Outcomes? Theory and Evidence from the Electric Sector

    Open Access•Elizabeth Baldwin•Journal of Public Administration…•2020

  • Winners and Losers in the Ecology of Games

    Tyler Andrew Scott, Craig W Thomas•Journal of Public Administration…•2017

  • Following the Paper Trail

    Open Access•Emily V Bell, Tomás Olivier•Journal of Public Administration…•2022

  • Service Providers’ Influence in Collaborative Governance Networks

    Open Access•Jennifer E Mosley, Sunggeun Park•Journal of Public Administration…•2022

  • Is Collaboration a Good Investment? Modeling the Link Between Funds Given to Collaborative Watershed Councils and Water Quality

    Tyler Andrew Scott•Journal of Public Administration…•2016

  • All hands on deck

    Open Access•Heewon Lee, Yixin Liu•Journal of Public Administration…•2024

  • Linking Network Structure to Collaborative Governance

    Nicola Ulibarri, Tyler Andrew Scott•Journal of Public Administration…•2017

  • Saving the Salmon

    Open Access•Qasim Mehdi, Tina Nabatchi•Journal of Public Administration…•2023

  • Convening for Consensus

    Open Access•Tyler Andrew Scott, Craig W Thomas et al.•Journal of Public Administration…•2019

  • Within the shadow of hierarchy

    Open Access•Lingyi Zhou, Yixin Dai•Governance•2023

  • Anchoring challenges through citizen participation in regional challenge-based innovation policies

    Open Access•Anna Butzin, Maria Rabadjieva et al.•Environmental Innovation and…•2024

  • Collective learning and Covid-19 mitigation in Ghana

    Open Access•Alex Osei‐kojo, Paul Lawer Kenney et al.•Review of Policy Research•2022

  • Nepa and National Trends in Federal Infrastructure Siting in the United States

    Open Access•Tyler Andrew Scott, Nicola Ulibarri et al.•Review of Policy Research•2020

  • Not Just a Theory—The Utility of Mathematical Models in Evolutionary Biology

    Open Access•Maria R Servedio, Yaniv Brandvain et al.•PLOS Biology•2014

  • Process-Tracing Methods

    Open Access•Derek Beach, Rasmus Brun Pedersen et al.•Process-Tracing Methods:…•2013

  • Planning with Complexity

    Judith E Innes, David E Booher•Planning with Complexity•2018

  • Planning with Complexity

    Judith Eleanor Innes, David E Booher•Planning with complexity•2010

  • Collaborative Governance

    John D Donahue, Richard Zeckhauser et al.•Collaborative Governance•2012

  • Outcomes of Collaborative Water Policy Making

    Sarah Connick, Judith E Innes•Journal of Environmental Planning…•2003

  • Consensus Building and Complex Adaptive Systems

    Judith E Innes, David E Booher•Journal of the American Planning…•1999

  • Searching for the Good Plan

    Open Access•Philip Berke, David R Godschalk et al.•Journal of Planning Literature•2009

  • Environmental governance

    Open Access•Jens Newig, Oliver Fritsch•Environmental Policy and Governance•2009

  • Case Study Research

    Harris Chaiklin•The Journal of Nervous and Mental…•1991

  • Stakeholder participation for environmental management

    Open Access•Mark S Reed•Biological Conservation•2008

  • Hierarchical livelihood outcomes among co-managed fisheries

    Open Access•M Aaron MacNeil, Joshua E Cinner•Global Environmental Change•2013

  • Does Collaboration Promote Grass-Roots Behavior Change? Farmer Adoption of Best Management Practices in Two Watersheds

    Joseph T Campbell, Tomas M Koontz et al.•Society & Natural Resources•2011

  • Evaluating Collaborative Environmental Planning Outputs and Outcomes

    Open Access•Lynn Mandarano, Lynn A Mandarano•Journal of Planning Education and…•2008

  • Citizen groups and scientific decisionmaking

    Open Access•Dorothy M Daley•Journal of Policy Analysis and…•2007

  • Understanding ‘successful’ conflict resolution

    Open Access•Heli Saarikoski, Kaisa Raitio et al.•Land Use Policy•2013

  • Innovations in democratic governance

    Open Access•Agnes Michels, Ank Michels•International Review of…•2011

  • Is Environmental Management Really More Collaborative? A Comparative Analysis of Putative ‘Paradigm Shifts’ in Europe, Australia, and the United States

    Open Access•David Benson, Andrew J Jordan et al.•Environment and Planning A…•2013

  • A Ladder Of Citizen Participation

    Sherry R Arnstein•Journal of the American Institute…•1969

  • Collaborative Public Management and Democracy

    Open Access•William D Leach•Public Administration Review•2006

  • What Do We Know and Need to Know about the Environmental Outcomes of Collaborative Management

    Open Access•Tomas M Koontz, Craig W Thomas•Public Administration Review•2006

  • We Finished the Plan, So Now What? Impacts of Collaborative Stakeholder Participation on Land Use Policy

    Open Access•Tomas M Koontz•Policy Studies Journal•2005

  • Local Institutions and Environmental Outcomes

    Open Access•Stephen M Meyer, David M Konisky•Policy Studies Journal•2007

  • Facts and Myths about Research on Public Policy Implementation

    Open Access•Harald Saetren•Policy Studies Journal•2005

  • Qualitative Methods for the Study of Policy Diffusion

    Open Access•Peter Starke•Policy Studies Journal•2013

  • The Implementation of Public Policy

    Open Access•Paul Sabatier, Daniel A Mazmanian et al.•Policy Studies Journal•1980

  • Causal Assessment in Small‐N Policy Studies

    Open Access•Paul F Steinberg•Policy Studies Journal•2007

  • Robustness of Social‐Ecological Systems

    Open Access•John M Anderies, Marco A Janssen•Policy Studies Journal•2013

  • From Planning to Implementation

    Open Access•Tomas M Koontz, Jens Newig•Policy Studies Journal•2014

  • An Integrative Framework for Collaborative Governance

    Kirk Emerson, Tina Nabatchi et al.•Journal of Public Administration…•2012

  • Fostering Learning through Collaboration

    William D Leach, Christopher M Weible et al.•Journal of Public Administration…•2014

  • Building a Theory of Learning in Collaboratives

    Andrea K Gerlak, Tanya Heikkila•Journal of Public Administration…•2011

  • Are There Managerial Practices Associated with the Outcomes of an Interagency Service Delivery Collaboration? Evidence from British Crime and Disorder Reduction Partnerships

    Steven Kelman, Kelman et al.•Journal of Public Administration…•2012

  • Research on Policy Implementation

    Laurence J O’toole•Journal of Public Administration…•2000

  • Collaborative Governance in Theory and Practice

    Christopher Ansell, Chris Ansell et al.•Journal of Public Administration…•2007

  • Citizen Participation and Environmental Risk

    Open Access•Daniel J Fiorino•Science Technology & Human Values•1990

Unique citing works61
Citations per year5,55
Citation span2015 - 2026 (12)
Citation velocitycurrent
Highly citedNo
Citation typesNeutral: 59

Tools

Open DOISci-HubOpen Access
Ethnos_APP • Open Source Project • MIT License • Frontend v2.0.0 • Privacy and Cookies • API Documentation: api.ethnos.app/docs • API Source Code: GitHub • DOI: 10.5281/zenodo.17049435 • Frontend Source Code: GitHub • DOI: 10.5281/zenodo.17050053 • cruz.rio.br • Expectantes Misericordiae