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Enforcement and Compliance in an Uncertain World

An Experimental Investigation

Bibliographic Data

ID6385804
AuthorsEric S Dickson (0000-0001-6389-7589), Sanford C Gordon (0000-0001-6373-2792), Gregory A Huber (0000-0001-6804-8148, Yale University)
Year2009
Volume71
Issue4
Pages1357-1378
Publication date2009-10-01
Peer ReviewedYes
Open AccessNo
TypeARTICLE
VenueThe Journal of Politics (JOURNAL)
Journal identifiersISSN: 0022-3816 • E-ISSN: 1468-2508
PublisherUniversity of Chicago Press (PUBLISHER • US)
DOI10.1017/s0022381609990235
OpenAlexW2065854520
LanguageEN
Citations received15
References cited17

Governments are charged with monitoring citizens' compliance with prescribed behavioral standards and punishing noncompliance. Flaws in information available to enforcing agents, however, may lead to subsequent enforcement errors, eroding government authority and undermining incentives for compliance. We explore these concepts in a laboratory experiment. A "monitor" player makes punishment decisions after receiving noisy signals about other players' choices to contribute to a public good. We find that the possibility of wrongly accusatory signals has a more deleterious effect on contribution levels than the possibility of wrongly exculpatory signals. We trace this across-treatment difference to a "false positives trap": when members of a largely compliant population are sometimes incorrectly accused, some will be unjustly punished if enforcement power is employed, but non-compliant individuals will escape punishment if that power is abdicated. Either kind of error discourages compliance. An additional treatment demonstrates that the functioning of a given enforcement institution may vary, depending on its origins. We consider implications of our findings for theories of deterrence, fairness, and institutional legitimacy

Business · Coercion (linguistics · Compliance (psychology · Deterrence (psychology · Deterrence theory · Economics · Enforcement · False positive paradox · Government (linguistics · Incentive · Institution · Law and economics · Law enforcement · Legitimacy · Microeconomics · Political science · Population · Public economics · Punishment (psychology · Sociology · Computer Science · Corruption and Economic Development · Experimental Behavioral Economics Studies · Law · Law, Economics, and Judicial Systems · Psychology · Social Psychology

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Unique citing works15
Citations per year1
Citation span2011 - 2024 (14)
Citation velocityrecent
Highly citedNo
Citation typesNeutral: 15

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